When electromagnetic radiation is incident on a metal surface, electrons may be ejected. This phenomenon
is called the photoelectric effect. The experimental observations cannot be explained by classical
wave theory:
There is a threshold frequencyf0 below which no electrons are emitted, regardless of intensity.
The maximum kinetic energy of emitted electrons depends on the frequency, not the intensity.
Electrons are emitted instantaneously, even at very low intensities.
Einstein explained these observations by proposing that light consists of discrete packets of energy
called photons, each with energy:
E=hf
where h=6.63×10−34Js is Planck's constant and f is the frequency.
A photon can transfer all its energy to a single electron. The work functionϕ is the minimum
energy required to liberate an electron from the metal surface. Einstein's photoelectric equation gives
the maximum kinetic energy of emitted electrons:
Ek,max=hf−ϕ
Since ϕ=hf0 (the threshold frequency), this can also be written as:
Ek,max=h(f−f0)
The stopping potentialVs is the minimum potential difference needed to prevent the most
energetic photoelectrons from reaching the collector:
The de Broglie hypothesis states that all matter exhibits wave-like properties. A particle with
momentum p has an associated wavelength:
λ=ph=mvh
where m is the relativistic mass and v is the velocity. For non-relativistic particles,
λ=m0vh where m0 is the rest mass.
Evidence for wave nature of matter:
Electron diffraction: Electrons passing through a thin crystal produce a diffraction pattern
identical to that produced by X-rays. The diffraction condition is dsinθ=nλ, confirming
that electrons have a wavelength given by the de Broglie equation.
Davisson-Germer experiment: Electrons scattered from a nickel crystal showed intensity maxima at
specific angles consistent with diffraction of waves.
Evidence for particle nature of light:
The photoelectric effect (photons transfer discrete quanta of energy).
Compton scattering (see Section 1.5): X-ray photons scatter off electrons, behaving as particles
in collisions.
The wave-particle duality is a fundamental principle: all quantum objects exhibit both wave-like and
particle-like properties depending on the type of observation performed.
The Bohr model of the atom postulates that electrons orbit the nucleus only in certain allowed
energy levels. When an electron transitions between energy levels, a photon is emitted or absorbed with
energy equal to the difference between the two levels:
hf=Eupper−Elower
For hydrogen, the energy levels are given by:
En=n2−13.6eV
where n=1,2,3,… is the principal quantum number.
Emission spectra are produced when electrons fall from higher to lower energy levels, emitting
photons of specific frequencies. Each element produces a unique line spectrum, a "fingerprint" used in
spectroscopy.
Absorption spectra are produced when white light passes through a cool gas. Electrons absorb photons
of specific frequencies to jump to higher energy levels, producing dark lines in a continuous spectrum.
The Rydberg formula for hydrogen gives the wavelengths of spectral lines:
λ1=R(nf21−ni21)
where R=1.097×107m−1 is the Rydberg constant, ni is the initial level, and
nf is the final level.
Spectral series:
Series
nf
Region
Lyman
1
Ultraviolet
Balmer
2
Visible
Paschen
3
Infrared
Brackett
4
Infrared
Worked Example: Photon Emission in Hydrogen
An electron in a hydrogen atom transitions from n=4 to n=2. Calculate the energy, frequency,
and wavelength of the emitted photon, and identify the spectral series.
Energy of photon:
ΔE=E4−E2=16−13.6−4−13.6=−0.85−(−3.40)=2.55eV
Convert to joules: ΔE=2.55×1.60×10−19=4.08×10−19J
Frequency:
f=hΔE=6.63×10−344.08×10−19=6.15×1014Hz
Wavelength:
λ=fc=6.15×10143.00×108=4.88×10−7m=488nm
This is in the visible range (blue-green), part of the Balmer series (nf=2).
The Heisenberg uncertainty principle is a fundamental limit on the precision with which certain pairs of
physical properties can be known simultaneously. For position and momentum:
ΔxΔp≥2ℏ
where ℏ=2πh is the reduced Planck constant.
This means:
The more precisely we know a particle's position (Δx small), the less precisely we can know
its momentum (Δp large), and vice versa.
This is not a limitation of measurement instruments; it is a fundamental property of nature.
The uncertainty principle has important consequences: electrons cannot orbit the nucleus in
classical trajectories (Bohr model is an approximation), and it explains why particles can tunnel
through classically forbidden regions.
There is also an energy-time uncertainty relation:
ΔEΔt≥2ℏ
This allows "virtual particles" to briefly exist as long as ΔEΔt∼ℏ, and
explains the natural width of spectral lines.
When an X-ray photon collides with a free (or loosely bound) electron, the photon is scattered with a
longer wavelength. This shift in wavelength is called Compton scattering and provides direct
evidence for the particle nature of photons.
The change in wavelength of the scattered photon is:
Δλ=λ′−λ=mech(1−cosθ)
where:
λ is the initial wavelength
λ′ is the scattered wavelength
θ is the scattering angle of the photon
me is the electron rest mass
mech=2.43×10−12m is the Compton wavelength of the electron
Key observations:
The wavelength shift depends only on the scattering angle, not the initial wavelength.
Δλ=0 when θ=0 (no scattering) and Δλ=mec2h
when θ=180∘ (back-scattering).
The scattered photon has less energy than the incident photon; the difference is transferred to the
electron as kinetic energy.
Worked Example: Compton Scattering Calculation
An X-ray photon with wavelength λ=5.00×10−12m is scattered at an angle
of θ=90∘ by a free electron. Find the wavelength of the scattered photon and the kinetic
energy transferred to the electron.
Pair production is the process in which a photon is converted into a particle-antiparticle pair,
most commonly an electron-positron pair. Energy and momentum must both be conserved.
The minimum photon energy for pair production equals the combined rest energy of the two particles:
In practice, the photon must have more than this energy because momentum conservation requires a
nearby nucleus (or another particle) to recoil, absorbing some momentum.
Pair annihilation is the reverse process: when a particle meets its antiparticle, both are
converted entirely into photon energy. For example, when an electron and positron annihilate:
e−+e+→2γ
Two photons are produced (not one) to conserve momentum. Each photon has energy E=mec2=0.511MeV
and the photons travel in opposite directions.
Quantum tunnelling is the phenomenon where a particle can pass through a potential energy barrier
that it classically could not surmount. This is a consequence of the wave nature of particles and the
uncertainty principle.
Key points:
The probability of tunnelling depends on the barrier height and width. Higher and wider barriers
have lower transmission probabilities.
Tunnelling probability increases exponentially as the barrier width decreases.
The wavefunction does not abruptly go to zero inside the barrier; it decays exponentially.
There is a non-zero probability of finding the particle on the other side of the barrier.
Applications of quantum tunnelling:
Alpha decay: An alpha particle inside a nucleus encounters a potential barrier due to the
strong nuclear force. Tunnelling through this barrier allows alpha decay.
Scanning tunnelling microscope (STM): Uses the exponential dependence of tunnelling current
on distance to create atomic-resolution images of surfaces.
Nuclear fusion in stars: Protons tunnel through the Coulomb barrier to undergo fusion at
temperatures lower than classical physics would predict.
The nucleus of an atom contains protons (positively charged, +e) and neutrons (electrically
neutral). Together, protons and neutrons are called nucleons.
Key definitions:
Atomic number (proton number)Z: the number of protons in the nucleus.
Mass number (nucleon number)A: the total number of protons and neutrons (A=Z+N).
Neutron numberN=A−Z: the number of neutrons.
Nuclide notation:\prescriptAZX, where X is the chemical symbol.
Isotopes: atoms of the same element with different numbers of neutrons (same Z, different A).
Isobars: nuclei with the same mass number but different proton number (same A, different Z).
Isotones: nuclei with the same neutron number (same N, different Z).
The nucleus is extremely small: typical nuclear radius r≈1.2×10−15m.
The empirical formula for nuclear radius is:
r=r0A1/3
where r0≈1.2×10−15m. The A1/3 dependence implies that nuclear
density is approximately constant for all nuclei.
Unstable nuclei undergo radioactive decay by emitting particles or electromagnetic radiation. There are
three main types:
Alpha decay (α):
An alpha particle (\prescript42He, i.e., a helium-4 nucleus) is emitted:
\prescriptAZX→\prescriptA−4Z−2Y+\prescript42He
Alpha particles are highly ionising but have low penetration (stopped by a few centimetres of air or a
sheet of paper).
Beta-minus decay (β−):
A neutron converts into a proton, emitting an electron and an electron antineutrino:
n→p+e−+νˉe
The nuclear equation:
\prescriptAZX→\prescriptAZ+1Y+e−+νˉe
Mass number A is conserved; proton number increases by 1. The antineutrino is required to conserve
energy and momentum (the continuous energy spectrum of beta particles led Pauli to propose its
existence).
Beta-plus decay (β+):
A proton converts into a neutron, emitting a positron and an electron neutrino:
p→n+e++νe
The nuclear equation:
\prescriptAZX→\prescriptAZ−1Y+e++νe
Beta-plus decay requires the parent nucleus to have sufficient energy to create the positron mass.
Gamma radiation (γ):
After alpha or beta decay, the daughter nucleus is often left in an excited state. It returns to the
ground state by emitting a gamma photon:
\prescriptAZX∗→\prescriptAZX+γ
Gamma rays are highly penetrating but weakly ionising. They require thick lead or concrete for
shielding.
Radioactive decay is a random and spontaneous process. The probability that any given nucleus
will decay in a given time interval is constant, independent of:
The number of nuclei present
External conditions (temperature, pressure, chemical state)
How long the nucleus has already existed
The decay constantλ is the probability per unit time that a nucleus will decay. The number
of undecayed nuclei at time t is:
N=N0e−λt
where N0 is the initial number of nuclei.
The half-lifet1/2 is the time for half the nuclei in a sample to decay:
N=2N0=N0e−λt1/2
21=e−λt1/2⟹ln2=λt1/2
t1/2=λln2
ActivityA is the rate of decay (number of decays per unit time):
A=−dtdN=λN=A0e−λt
The SI unit of activity is the becquerel (Bq), where 1Bq=1decay/s.
Worked Example: Half-Life Calculations
A sample of iodine-131 has a half-life of 8.04 days and an initial activity of 640Bq.
The mass defectΔm is the difference between the mass of a nucleus and the total mass of
its individual nucleons:
Δm=Zmp+Nmn−mnucleus
This "missing" mass has been converted into the binding energy that holds the nucleus together,
given by Einstein's mass-energy equivalence:
Eb=Δmc2
:::info[Data Booklet Reference] The unified atomic mass unit (u) is defined such that 1u=931.5MeV/c2.
This conversion factor appears in the IB data booklet.
:::
Binding energy per nucleon is a measure of nuclear stability. Plotting binding energy per nucleon
against mass number gives the binding energy curve, which shows:
Very light nuclei (e.g., \prescript21H) have low binding energy per nucleon.
The curve peaks around A≈56 (iron-56 is the most stable nucleus).
Heavy nuclei (e.g., uranium) have lower binding energy per nucleon.
The most stable nucleus is \prescript6228Ni or \prescript5626Fe,
with the highest binding energy per nucleon of approximately 8.8MeV/nucleon.
Worked Example: Binding Energy of Helium-4
Calculate the binding energy per nucleon of \prescript42He (alpha particle).
Nuclear fission is the splitting of a heavy nucleus into two (or more) lighter nuclei, accompanied
by the release of energy. Fission occurs because the products have a higher binding energy per nucleon
than the parent nucleus.
A chain reaction is possible because each fission event releases neutrons that can trigger further
fission events.
A critical mass is the minimum mass of fissile material needed to sustain a chain reaction.
Controlled fission occurs in nuclear reactors; uncontrolled fission occurs in nuclear
weapons.
The released energy comes from the mass difference between reactants and products.
Nuclear fusion is the joining of two light nuclei to form a heavier nucleus, releasing energy.
Fusion occurs because the product has a higher binding energy per nucleon than the reactants.
Fusion requires extremely high temperatures (∼107K) to overcome the electrostatic
repulsion between the positively charged nuclei. At these temperatures, matter exists as a plasma.
Conditions for fusion in a reactor:
High temperature: to give nuclei sufficient kinetic energy to overcome the Coulomb barrier.
High density: to increase the collision rate between nuclei.
Confinement time: to keep the plasma contained long enough for sufficient reactions to occur.
The Lawson criterion (nτ>1020sm−3) gives the minimum product of
density and confinement time.
Worked Example: Energy from Fission
Calculate the energy released when \prescript23592U undergoes fission to produce
\prescript14156Ba, \prescript9236Kr, and 3 neutrons.
Given masses:
m(\prescript23592U)=235.044u
m(\prescript14156Ba)=140.914u
m(\prescript9236Kr)=91.926u
mn=1.009u
Mass of reactants: 235.044+1.009=236.053u
Mass of products: 140.914+91.926+3(1.009)=235.867u
Mass defect:
Δm=236.053−235.867=0.186u
Energy released:
E=0.186×931.5=173MeV
This energy appears as kinetic energy of the fission fragments, neutrons, and gamma radiation.
Background radiation is the ionising radiation that is always present in the environment. Sources
include:
Cosmic rays: high-energy particles from space (primarily protons and alpha particles).
Terrestrial radiation: radioactive isotopes in rocks and soil (e.g., uranium, thorium,
radon-222 gas).
Medical sources: X-rays, radioactive tracers used in diagnosis and treatment.
Nuclear power and weapons testing: fallout and waste from nuclear facilities.
Typical background radiation dose is approximately 2.4mSv per year, varying by location.
Radiation detection methods:
Geiger-Muller (GM) tube: detects ionising radiation by the ionisation of gas inside the tube.
Each particle produces a current pulse, counted electronically. It does not distinguish between
types of radiation.
Photographic film: darkens when exposed to radiation. Used in radiation badges worn by workers.
Scintillation detector: a material (e.g., sodium iodide) that emits light when radiation passes
through it. The light is converted to an electrical signal by a photomultiplier tube.
Semiconductor detector: radiation creates electron-hole pairs in a semiconductor material,
producing a current proportional to the energy deposited.
This is comparable to atomic spacings, explaining why electron diffraction can probe crystal structures.
Worked Example 3: Pair Production
A photon with energy 3.00MeV undergoes pair production, creating an electron-positron
pair. Calculate the total kinetic energy of the pair.
The rest energy of an electron (or positron) is:
mec2=0.511MeV
Total rest energy of the pair: 2×0.511=1.022MeV
Total kinetic energy:
Ek=Ephoton−2mec2=3.00−1.022=1.978MeV
This kinetic energy is shared between the electron and positron (not necessarily equally, depending on
how momentum is shared with any recoiling nucleus).
Worked Example 4: Nuclear Binding Energy
Calculate the binding energy per nucleon of \prescript5626Fe.
Given masses:
mp=1.00728u
mn=1.00867u
m(\prescript5626Fe)=55.93493u
Number of protons: Z=26, number of neutrons: N=56−26=30.
Mass defect:
Δm=26(1.00728)+30(1.00867)−55.93493
Δm=26.18928+30.26010−55.93493=0.51445u
Binding energy:
Eb=0.51445×931.5=479.2MeV
Binding energy per nucleon:
AEb=56479.2=8.56MeV/nucleon
This is close to the maximum on the binding energy curve, confirming that iron-56 is among the most
stable nuclei.
Worked Example 5: Radioactive Dating
A sample of ancient wood contains 25% of the carbon-14 found in a living tree. The half-life of
carbon-14 is 5730 years. Estimate the age of the sample.
The fraction remaining is N0N=0.25=41=2−2.
Since the fraction is (21)n where n is the number of half-lives, we have
n=2 half-lives.
The corresponding minimum uncertainty in velocity:
Δv=meΔp=9.11×10−315.27×10−25=5.79×105m/s
This is a significant fraction of the speed of light, illustrating that confinement to atomic
dimensions leads to large momentum uncertainties, consistent with the quantum behaviour of electrons
in atoms.
The threshold wavelength for a certain metal is 300nm. Calculate the maximum kinetic
energy of photoelectrons when light of wavelength 200nm is incident on the surface.
A neutron moving with velocity 2.0×104m/s has a de Broglie wavelength of
1.98×10−11m. Calculate the mass of the neutron from this data and verify it
agrees with the accepted value of 1.675×10−27kg.
An electron in a hydrogen atom is in the n=3 energy level. Calculate the wavelengths of all
possible photons that could be emitted as the electron returns to the ground state.
Solution
Possible transitions: 3→2, 3→1, and 2→1 (after first transitioning to n=2).
For 3→2 (Balmer series):
ΔE=9−13.6−4−13.6=−1.51−(−3.40)=1.89eV
λ=ΔEhc=1.89eV1240eVnm=656nm
For 3→1 (Lyman series):
ΔE=9−13.6−1−13.6=−1.51−(−13.6)=12.09eV
λ=12.091240=102.6nm
For 2→1 (Lyman series):
ΔE=4−13.6−1−13.6=−3.40−(−13.6)=10.2eV
λ=10.21240=121.6nm
The three possible wavelengths are 656nm, 121.6nm, and 102.6nm.
X-rays of wavelength 1.00×10−11m are scattered at an angle of 60∘ by free
electrons. Calculate the wavelength of the scattered X-rays and the kinetic energy of the recoil
electrons.
Complete the following nuclear equation and state the type of decay:
\prescript22688Ra→\prescript22286Rn+\prescriptAZX
Also calculate the energy released given the following masses:
m(\prescript22688Ra)=226.02540u,
m(\prescript22286Rn)=222.01757u,
m(\prescript42He)=4.00260u.
Solution
Conservation of A: 226=222+A⟹A=4
Conservation of Z: 88=86+Z⟹Z=2
So X=\prescript42He (alpha particle). This is alpha decay.
In a nuclear fusion reaction, two deuterium nuclei (\prescript21H) fuse to form
helium-3 (\prescript32He) and a neutron. Calculate the energy released.
A GM tube records a count rate of 120counts/min from a radioactive source. When a 2.0mm
thick aluminium sheet is placed in front of the source, the count rate drops to 15counts/min.
When the sheet is replaced by a 5.0mm thick lead sheet, the count rate drops to
10counts/min. The background count rate is 10counts/min. Identify the types of
radiation emitted by the source.
Solution
Corrected count rate without absorber: 120−10=110counts/min
With aluminium: 15−10=5counts/min (almost all radiation stopped)
With lead: 10−10=0counts/min (all radiation stopped)
The aluminium stops most of the radiation, indicating the presence of alpha radiation (which is
stopped by thin aluminium or even paper). The small residual count rate with aluminium that is fully
eliminated by lead indicates a small component of beta radiation.
No significant gamma component is detected since the lead stops everything.
The source emits alpha and beta radiation.
If you get this wrong, revise: Sections 2.2 and 2.7.